Clinical trials are conducted to allow safety and efficacy data to be collected for health interventions
(e.g., drugs, diagnostics, devices, therapy protocols). These trials can take place only after satisfactory
information has been gathered on the quality of the non-clinical safety, and Health Authority/Ethics
Committee approval is granted in the country where the trial is taking place.
Depending on the type of product and the stage of its development, investigators enroll healthy volunteers
and/or patients into small pilot studies initially, followed by larger scale studies in patients that
often compare the new product with the currently prescribed treatment. As positive safety and efficacy
data are gathered, the number of patients is typically increased.
Clinical trials can vary in size from a
single center in one country to multicenter trials in multiple countries.
Due to the sizable cost a full series of
clinical trials may incur, the burden of paying for all the
necessary people and services is usually borne by the sponsor who may be a governmental organization,
a pharmaceutical, or biotechnology company. Since the diversity of roles may exceed resources of the
sponsor, often a
clinical trial is managed by an outsourced partner such as a
contract research organization
or a
clinical trials unit in the academic sector.
Clinical trials often involve patients with specific health conditions who then benefit from receiving
otherwise unavailable treatments. In early phases, participants are healthy volunteers who receive
financial incentives for their inconvenience. During dosing periods, study subjects typically remain
on site at the unit for durations of anything from 1 to 30 nights, occasionally longer, although is not
always required.
In planning a
clinical trial, the sponsor or investigator first identifies the medication or device to
be tested. Usually, one or more pilot experiments are conducted to gain insights for design of the
clinical trial to follow. In medical jargon, effectiveness is how well a treatment works in practice
and efficacy is how well it works in a
clinical trial. In the U.S., the elderly comprise only 14% of the
population but they consume over one-third of drugs. Despite this, they are often excluded from trials
because their more frequent health issues and drug use produces unreliable data. Women, children, and
people with unrelated medical conditions are also frequently excluded.
In coordination with a panel of expert investigators (usually physicians well known for their publications
and clinical experience), the sponsor decides what to compare the new agent with (one or more existing
treatments or a placebo), and what kind of patients might benefit from the medication or device. If the
sponsor cannot obtain enough patients with this specific disease or condition at one location, then
investigators at other locations who can obtain the same kind of patients to receive the treatment would
be recruited into the study.
During the
clinical trial, the investigators: recruit patients with the predetermined characteristics,
administer the treatment(s), and collect data on the patients' health for a defined time period. These
patients are voluntaries and they are not paid for participating in
clinical trials. These data include
measurements like vital signs, concentration of the study drug in the blood, and whether the patient's
health improves or not. The
researchers send the data to the trial sponsor who then analyzes the pooled
data using statistical tests.
Note that while most
clinical trials compare two medications or devices, some trials compare three or
four medications, doses of medications, or devices against each other.
Except for very small trials limited to a single location, the
clinical trial design and objectives are
written into a document called a
clinical trial protocol. The protocol is the 'operating manual' for the
clinical trial, and ensures that
researchers in different locations all perform the trial in the same
way on patients with the same characteristics. (This uniformity is designed to allow the data to be
pooled.) A protocol is always used in multicenter trials.
Because the
clinical trial is designed to test hypotheses and rigorously monitor and assess what happens,
clinical trials can be seen as the application of the scientific method to understanding human or animal
biology.
Synonyms for '
clinical trials' include clinical studies,
research protocols and
clinical research.
The most commonly performed
clinical trials evaluate new drugs, medical devices (like a new catheter),
biologics, psychological therapies, or other interventions.
Clinical trials may be required before the
national regulatory authority approves marketing of the drug or device, or a new dose of the drug,
for use on patients.
A
clinical trial protocol is a document used to gain confirmation of the trial design by a panel of
experts and adherence by all study investigators, even if conducted in various countries.
The protocol describes the scientific rationale, objective(s), design, methodology, statistical
considerations, and organization of the planned trial. Details of the trial are also provided in other
documents referenced in the protocol such as an
Principle Investigator's Brochure.
The protocol contains a precise study plan for executing the
clinical trial, not only to assure safety
and health of the trial subjects, but also to provide an exact template for trial conduct by investigators
at multiple locations (in a "multicenter" trial) to perform the study in exactly the same way. This
harmonization allows data to be combined collectively as though all investigators (referred to as "sites")
were working closely together. The protocol also gives the study administrators (often a
contract research
organization or CRO) as well as the site team of physicians, nurses and clinic administrators a common
reference document for site responsibilities during the trial.
Informed Consent
An essential component of initiating a
clinical trial is to recruit study subjects following procedures
using a signed document called "informed consent".
Informed consent is a legally-defined process of a person being told about key facts involved in a
clinical
trial before deciding whether or not to participate. To fully describe participation to a candidate
subject, the doctors and nurses involved in the trial explain the details of the study using terms the
person will understand. Foreign language translation is provided if the participant's native language
is not the same as the study protocol.
The
research team provides an informed consent document that includes trial details, such as its purpose,
duration, required procedures, risks, potential benefits and key contacts. The participant then decides
whether or not to sign the document in agreement. Informed consent is not an immutable contract, as the
participant can withdraw at any time without.
Clinical trials are only a small part of the
research that goes into developing a new treatment. Potential
drugs, for example, first have to be discovered, purified, characterized, and tested in labs (in cell and
animal studies) before ever undergoing
clinical trials. In all, about 1,000 potential drugs are tested
before just one reaches the point of being tested in a
clinical trial. For example, a new cancer drug has,
on average, 6 years of
research behind it before it even makes it to
clinical trials. But the major holdup
in making new cancer drugs available is the time it takes to complete
clinical trials themselves. On
average, about 8 years pass from the time a cancer drug enters
clinical trials until it receives approval
from regulatory agencies for sale to the public. Drugs for other diseases have similar timelines.
Clinical trials designed by a local
principle investigator and (in the U.S.) federally funded clinical
trials are almost always administered by the
researcher who designed the study and applied for the grant.
Small-scale device studies may be administered by the sponsoring company. Phase III and Phase IV
clinical trials of new drugs are usually administered by a
contract research organization (CRO) hired by
the sponsoring company. (The sponsor provides the drug and medical oversight.) A CRO is a company that is
contracted to perform all the administrative work on a
clinical trial. It recruits participating
researchers, trains them, provides them with supplies, coordinates study administration and data
collection, sets up meetings, monitors the sites for compliance with the clinical protocol, and ensures
that the sponsor receives 'clean' data from every site. Recently, site management organizations have
also been hired to coordinate with the CRO to ensure rapid IRB/IEC approval and faster site initiation
and patient recruitment.
Clinical trials are closely supervised by appropriate regulatory authorities. All studies that involve a
medical or therapeutic intervention on patients must be approved by a supervising ethics committee before
permission is granted to run the trial. The local ethics committee has discretion on how it will supervise
noninterventional studies (observational studies or those using already collected data). In the U.S., this
body is called the Institutional Review Board (IRB). Most IRBs are located at the local investigator's
hospital or institution, but some sponsors allow the use of a central (independent/for profit) IRB for
principle investigators who work at smaller institutions.